Legal analysis: Compliance review process includes application submission, acceptance, preliminary examination, review and improvement of data archiving. The Legal Compliance Department shall complete the audit within 5 working days from the date of receiving the complete materials, and issue legal compliance audit opinions. Involving major and complex legal issues, according to the needs, organize relevant experts to conduct legal argumentation. The legal compliance review opinions shall be reviewed by the Legal Compliance Department and submitted to the General Counsel (the person in charge of compliance management) for approval and issuance. Legal compliance audit opinions are mainly sent to the undertaking department, and submitted to the main person in charge of the unit and the person in charge of legal compliance.

Legal basis: Article 5 of the Implementation Measures for Legal Compliance Audit of State Grid Corporation of China shall complete the audit work and issue legal compliance audit opinions within 5 working days from the date of receiving complete materials. Involving major and complicated legal issues, relevant experts can be organized to conduct legal argumentation as needed. Legal compliance audit opinions are divided into two categories. Legal compliance audit opinion:

(a) the decision-making matters are legal and compliant, the legal argumentation is feasible, the procedures are appropriate, and an unqualified legal compliance audit opinion is issued;

(two) the decision-making matters are legal and compliant, but it is not feasible by legal argumentation; Or improper procedures; Or if the decision-making matters are partially legal and compliant, but they are legal and compliant after adjustment, a qualified legal compliance audit opinion shall be issued;

(three) the decision-making matters are illegal and non-compliant, and a negative legal compliance audit opinion is issued.