On the evening of April 7, the temporary announcement disclosed by CICC attracted the attention of the industry. Chen Gang, the compliance director of the company, cannot continue to perform his duties due to physical reasons, and the CEO of CICC will perform the duties of compliance director on his behalf.
Under the trend of increasing supervision in the securities industry, strengthening compliance management is an important task for all brokers. What is 202 1? Zero tolerance? Policy? Implementation year? Further tightening the duties of the compliance director is a major focus of supervision. At this time, CICC lost a senior general and may face compliance testing in the future.
According to the 2020 annual report recently released by CICC, Chen Gang is 48 years old and has been the compliance director of CICC since August 20 16. In 2020, he received a pre-tax salary of 5.935 million yuan in the company.
Chen Gang has a strong professional ability and a good reputation in the company. In addition to working in the company, Chen Gang also serves as the director of KCA Capital Partner Company, the deputy director of the Compliance Committee of China Securities Industry Association and the supervisor of Beijing Admiralty Public Welfare Foundation.
Strengthening supervision Under the trend of strengthening supervision in the securities industry, strengthening compliance management is an important task for all brokers. In the strategy and measures of 20021,CICC also mentioned that in the face of complex and changeable market environment, it is necessary to comprehensively strengthen the compliance management of risk control, enhance the awareness of risk control of all staff, and adhere to steady operation.
The regulatory authorities have repeatedly requested to strengthen the compliance operation of securities institutions. Just last month, Shanghai Securities Regulatory Bureau held a symposium for compliance directors of securities companies under its jurisdiction, saying that compliance directors of securities companies should take the lead in becoming firm believers and practitioners of legal rules. Securities companies should strengthen compliance publicity and give full play to it? Compliance creates value? The leading and edifying function of thought. There should be compliance posts such as compliance director, right? Skills panic? Sense of crisis, strengthen study, be good at research, dare to say no, be good at management, effectively improve the ability to perform duties in compliance, and provide solid and reliable compliance support for the company's development.
Ok, that's all for today.