When it comes to brokers, many people will think of some head brokers, such as Haitong, China Everbright, CITIC and CICC. I believe that some netizens have bought wealth management products in these publicity companies, such as stocks or funds. However, these companies have some behaviors that are not in compliance with the law. For example, some companies have set up some subsidiaries, but they have not reported to the CSRC as required and have not been approved. Some companies are not engaged in financial management at all, such as real estate fund management. It may be that the financial industry is not particularly prosperous now, and it is impossible to make money just by doing finance, so many companies have turned their attention to other industries, but they must also obtain corresponding approval, otherwise it will be illegal.
The financial industry cannot develop indefinitely, otherwise it may attract a lot of gold and affect people's normal life. In fact, most people have no idea what finance is. Their lives revolve around daily necessities, vinegar tea, cars and houses, but the financial collapse will indirectly affect their lives, such as rising prices or some problems in banks. China Securities Regulatory Commission's supervision of finance is very effective and stable. With the development of financial market, major securities companies have to consider more when doing things, and will not only pay attention to immediate interests.
It's no big deal to be named. As long as we can make rectification or talk according to the processing results, it will not affect the normal operation and development of the company.